Financial Markets Authority - PDFSEARCH.IO - Document Search Engine

Financial Markets Authority
Results: 2356

#	Item
551	Microsoft Word - 2011_77v2.doc Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-21 04:55:30 Markets in Financial Instruments Directive Economy of the United Kingdom Financial Services Authority Financial system Regulatory compliance Financial Services and Markets Act United Kingdom European Union Financial regulation
552	[removed]:Senior Management Arrangements, Systems and Controls (Remuneration Code) (No 2) Instrument 2010 Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:25:19 United Kingdom Corporate governance Financial Services Authority United Kingdom company law Markets in Financial Instruments Directive Salary Corporations law Law Business
553	Microsoft Word - 2007_42.doc Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:25:27 Finance European Union Financial regulation Markets in Financial Instruments Directive London Stock Exchange Alternative Trading Systems Financial Services Authority Financial Services and Markets Act Financial markets Financial economics Financial system
554	FCA[removed]CONSUMER CREDIT (HIGH-LEVEL STANDARDS AND INTERIM REGIME) INSTRUMENT 2013 Powers exercised by the Financial Conduct Authority A. Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2013-09-30 12:08:20 Economics Finance Credit counseling Loan Credit history Debt Financial Services and Markets Act Consumer Credit Act Financial economics Credit Personal finance
555	Guidance Note Q3 Exchange Release Effective 26th September 2014 BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority. BATS Trading Limited is a wholly-owned subsidiary of Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-07-25 03:29:14 Market data TradeMe Resource fork Data file Read Data Computing Financial markets Financial Information eXchange
556	[removed]: Financial Services Compensation Scheme (Amendment of Tariff Measures and Other Levy Rules) Instrument 2008 Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:25:44 Fee Financial Services and Markets Act Business United Kingdom Economy of the United Kingdom Financial Services Authority
557	[removed]: Capital Resources and Professional Indemnity Insurance Requirements for Personal Investment Firms Instrument 2009 Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:25:27 Finance Financial institutions Institutional investors Financial services Financial adviser Insurance Financial Services and Markets Act Financial Services Authority Collective investment scheme Financial economics Investment Economics
558	Rick Watson Member of the Insurance and Reinsurance Stakeholder Group (IRSG) IRSG category Motivation for applying to Add to Reading List Source URL: eiopa.europa.eu Language: English - Date: 2014-09-29 07:21:03 Financial markets Capital Financial capital European Insurance and Occupational Pensions Authority Financial services Insurance Financial economics Investment Microeconomics
559	A FAIR EXCHANGE In the new market structure, can exchanges be trusted with a self-regulatory function? Add to Reading List Source URL: www.mediabistro.com Language: English - Date: 2014-10-13 09:44:36 Stock market United States securities law Financial markets Financial regulation Late-2000s financial crisis Self-regulatory organization Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial economics Finance Financial system
560	VAC 28 - SNEs - different profiles rev Add to Reading List Source URL: www.esma.europa.eu Language: English - Date: 2015-02-26 00:01:37 Government European Insurance and Occupational Pensions Authority Financial markets Europe European Securities and Markets Authority Markets in Financial Instruments Directive International Financial Reporting Standards Credit rating agency Financial Supervisory Authority European Union Financial regulation Esma

UPDATE